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J Neuroimmune Pharmacol. Author manuscript; available in PMC Nov 2, 2009. Published in final edited form as: PMCID: PMC2771674 NIHMSID: NIHMS115911 Manufactured Aluminum Oxide Nanoparticles Decrease Expression of Tight Junction Proteins in Brain VasculatureLei Chen,
Molecular Neuroscience and Vascular Biology Laboratory, Department of
Neurosurgery, University of Kentucky Medical Center, 593 Wethington
Bldg., 900 S Limestone, Lexington, KY 40536, USA;  Corresponding author. See other articles in PMC that cite the published article. AbstractManufactured
nanoparticles of aluminum oxide (nano-alumina) have been widely used in
the environment; however, their potential toxicity provides a growing
concern for human health. The present study focuses on the hypothesis
that nano-alumina can affect the blood-brain barrier and induce
endothelial toxicity. In the first series of experiments, human brain
microvascular endothelial cells (HBMEC) were exposed to alumina and
control nanoparticles in dose- and time-responsive manners. Treatment
with nano-alumina markedly reduced HBMEC viability, altered
mitochondrial potential, increased cellular oxidation, and decreased
tight junction protein expression as compared to control nanoparticles.
Alterations of tight junction protein levels were prevented by cellular
enrichment with glutathione. In the second series of experiments, rats
were infused with nano-alumina at the dose of 29 mg/kg and the brains
were stained for expression of tight junction proteins. Treatment with
nano-alumina resulted in a marked fragmentation and disruption of
integrity of claudin-5 and occludin. These results indicate that
cerebral vasculature can be affected by nano-alumina. In addition, our
data indicate that alterations of mitochondrial functions may be the
underlying mechanism of nano-alumina toxicity. Keywords: manufactured nanoparticles, nano-alumina, blood-brain barrier, tight junctions IntroductionNanotechnology uses engineered materials or devices at the nanometer scale, typically ranging from 1 to ∼100 nm (Oberdorster et al. 2005).
Various nanotechnology applications have been used for treatment,
diagnosis, monitoring, and controlling of biological systems (Moghimi et al. 2005; Silva 2006).
With respect to neuroscience, this technology has been employed for
targeted drug delivery into the central nervous system (CNS) and the
development of pharmacological, therapeutic, and diagnostic agents for
CNS disorders (Uwatoku et al. 2003; Bianco et al. 2005; Olivier 2005; Silva 2006).
Examples include “Trojan horse” drug carriers to the brain, application
of gold nanoparticles for fluorescence resonance energy transfer
measurements, and iron oxide nanocrystals with super-paramagnetic
properties for magnetic resonance imaging (Koziara et al. 2003; Lockman et al. 2003; Uwatoku et al. 2003; Bianco et al. 2005; Moghimi et al. 2005; Olivier 2005; Silva 2006).
Because of the diverse potential of nanoparticles, their occupational
and public exposure will dramatically increase in the future. It is
estimated that the production rates of engineered nanoparticles will
increase to 58,000 metric tons per year by the year 2011 (Maynard 2007). Because
nanoparticles have high surface reactivity, they may have negative
health and environmental impacts. Their small sizes facilitate cellular
uptake and transcytosis across epithelial and endothelial cells into the
blood and lymph circulation to reach potentially sensitive target sites
such as brain, bone marrow, lymph nodes, spleen, and heart (Colvin 2003; Campbell et al. 2004). Nanoparticle access to the CNS and ganglia via translocation along axons and dendrites of neurons has also been observed (Oberdorster et al. 2005; Nel et al. 2006).
Thus, specific types of nanoparticles can readily travel throughout the
body, deposit in target organs, penetrate cell membranes, and lodge in
mitochondria or nuclei. These events may trigger injurious responses at
the cellular, subcellular, and protein levels. Overall, these facts
necessitate the study of environmental impact and toxicity of
nanoparticles. Aluminum is relatively stable in the form
of alumina (aluminum oxide) and can enter the body through drinking
water, food intake, inhalation, and skin contact. In addition, specific
medical interventions, such as dialysis or certain aluminum-containing
drugs, may lead to aluminum accumulation in the tissues. Alumina is
among the most abundantly produced chemical in nanosized particles,
estimated to account for approximately 20% of the 2005 world market of
nanoparticles (Rittner 2002).
Aluminum can act as a disrupter of cell membranes and has been
implicated as an etiological factor in a variety of neurode-generative
diseases (Vorbrodt et al. 1994; Gault et al. 2005).
For example, a number of studies have revealed aluminum deposits in the
brains of Alzheimer’s disease patients, where it may potentiate the
neurotoxicity and facilitate the disease process (Yokel and McNamara 2001; Becaria et al. 2002; Yokel et al. 2002; Service 2004; Kawahara 2005; Lukiw et al. 2005; Banks et al. 2006).
There is evidence that exposure to aluminum may also contribute to an
increase in oxidative stress, inflammatory events, and/or the breakdown
of the blood-brain barrier (BBB) (Vorbrodt et al. 1994; Lockman et al. 2004; Yang and Watts 2005).
These are important events because disruption of the BBB is associated
with the development and/or progression of stroke, ischemia/reperfusion,
hypoxia/reoxygenation and vascular dysfunction, and Alzheimer’s disease
(Hawkins and Davis 2005; Weksler et al. 2005; Abbott et al. 2006). Due to their potential toxic effects, manufactured nanoparticles are an emerging concern in vascular biology (Nel et al. 2006).
Therefore, the aim of the present study is to evaluate the effects of
nano-alumina on the integrity of the BBB. Our results indicate that
nano-alumina can disrupt the BBB via alterations of cellular redox
status and disruption of mitochondrial functions to a significantly
greater extent than carbon nanoparticles. Nano-alumina-mediated
endothelial toxicity was markedly attenuated by enhancing cellular
glutathione levels. Materials and methodsCell system, animals, and treatment factorsA
human brain microvascular endothelial cell (HBMEC) line was used in in
vitro experiments. This cell line was recently developed (Weksler et al. 2005).
It retains all morphological and functional characteristics of human
brain endothelial cells. Cells were treated with nano-alumina (8–12 nm
particle size, Alfa Aesar, Ward Hill, MA, USA) from 1 µM to 10 mM for up
to 24 h. Alumina nanoparticles were extensively described in an earlier
publication (Oesterling et al. 2008).
Normal size alumina particles, nano-carbon particles, or carbon not
converted into nanoparticles (Sigma-Aldrich, St. Louis, MO, USA) were
used as the controls. In selected experiments, HBMEC were also exposed
to 1 mM glutathione. In animal
experiments, Fisher 344 rats (354–411 g, Harlan, Madison, WI, USA) were
intravenously infused with nano-alumina at the dose of 29 mg/kg as ∼0.6%
dispersion in water with concurrent infusion of an equal volume of 1.8%
saline via a second cannula. Two control rats (376 and 413 g) that
received no treatment or water and 1.8% saline infusion were also
studied. Rats were sacrificed 20 h postinfusion. Cell viability and mitochondrial potentialCell
viability was assessed by the MTT conversion assay. Following treatment
exposure, thiazolyl blue tetrazolium bromide (MTT) solution was added
to the culture media and allowed to incubate for 2 h. Then, the cells
were washed with PBS and the converted formazine was resolved in 200 µl
DMSO. The absorbance was measured at 594 nm with 645 nm as the
reference. Mitochondrial membrane potential was assessed using MitoTracker® Red CMXRos (Invitrogen Corporation, Carlsbad, CA, USA) and a fluorescent dye JC-1. For the MitoTracker®
Red CMXRos method, treated cultures were incubated with this dye for 15
min at 37°C in a cell culture incubator. The cells were then washed
twice with normal medium, fixed in 10% formalin, and stained with FITC
labeled phalloidin (Invitrogen) to detect cytoskeleton changes. The
images were captured on the Olympus confocal microscope FluoView 300
with the filters proper for Texas-Red, FITC and DAPI. The
changes in mitochondrial membrane potential were quantified using JC-1.
Once loaded into the mitochondria, JC-1 undergoes aggregate formation
in the regions of high potential. The resulting spectral shift of the
dye can be used to detect changes in mitochondrial activity. The green
fluorescent JC-1 (5,5′,
6,6′-tetrachloro-1,1′,3,3′-tetraethyl-benzimidazolylcabocyanine iodine,
Invitrogen-Molecular Probes, Eugene, OR, USA) exists as a monomer at low
membrane potential. In polarized mitochondria, JC-1 forms red
fluorescent aggregates that exhibit a broad spectrum and an emission
maximum at 590 nm. Depolarization results in the dissociation of
aggregates into monomers and a concomitant shift in fluorescence to an
emission wavelength of about 525 nm. Treated endothelial cells were
loaded for 20 min at 37°C with 5 µg/ml JC-1 dissolved in DMSO. Then, the
cultures were washed and cellular fluorescence was measured in a
fluorescence plate reader set at an excitation wavelength of 485 nm and
emission wavelengths of 530 nm (JC-1 monomer) and 590 nm (JC-1
aggregates). Superoxide productionDihydroethidium
(DHE, Invitrogen) was employed to detect cellular levels of superoxide.
The method is based on the principle that DHE in a reaction with
superoxide is oxidized to red fluorescent ethidium, which binds to DNA
in the nucleus (Fink et al. 2004; Morten et al. 2006).
To estimate superoxide production, cultures were incubated with 10 µM
DHE for 45 min at 37°C. Then, the cells were washed and fluorescence was
measured at excitation 480 nm and emission 567 nm using a fluorescence
plate reader. Evaluation of tight junction proteinsIn
studies on tight junctions, Western blotting is more sensitive than
immunohistochemistry in the assessment of differences in total protein
levels. On the other hand, immunostaining can visualize the integrity of
tight junctions. Therefore, both Western blotting and immunofluorescent
microscopy were employed to detect alterations in tight junction
protein expression in the present study. Treated HBMEC cultures were
lysed in the RIPA buffer (50 mM Tris–HCl, pH 7.4, 1% NP-40, 0.25%
Na-deoxycholate, 150 mM NaCl, 1 mM EDTA, 0.1 mg/ml PMSF, 1 mM Na3VO4,
2 mM NaF, 10 µg/ml aprotinin, and leupeptin). Tight junction proteins,
such as junctional adhesion molecule-A (JAM-A), and zonula occludens
(ZO)-1 and ZO-2 were detected by Western blotting using specific
antibodies. In animal experiments, the brains were fixed and sliced and
then the expression of tight junction proteins, such as claudin-5 and
occludin, was detected by immunostaining. Statistical analysisDependent
on the experimental design, one- or two-way ANOVA was used to compare
responses among treatments. Treatment means were compared using
Bonferroni’s least significant difference procedure and p < 0.05 was considered significant. ResultsTreatment with nano-alumina alters HBMEC morphology and viabilityConfluent
HBMEC cultures were treated with nano-alumina or carbon nanoparticles
for 24 h and the cell morphology was examined with a phase-contrast
microscope. As indicated in ,
nano-alumina in a dose-dependent manner induced a marked cell shrinkage
and formation of apoptotic-like bodies. In cells treated with
nano-carbon particles, these effects were minimal. We also completed
viability studies in HBMEC cultures exposed to nano-alumina, carbon
nanoparticles, or the respective parent compounds of normal particle
size. As shown in ,
treatment with nano-alumina, 0.1 mM or higher, significantly decreased
HBMEC viability as determined by the MTT conversion assay. Exposure to
normal alumina or carbon did not affect HBMEC viability. At the highest
concentration (10 mM), carbon nanoparticles also decreased HBMEC
viability. However, these effects were significantly less pronounced as
compared to those induced by nano-alumina. Nano-alumina induces injury and death to HBMEC. a
Confluent HBMEC cultures were treated with the indicated concentrations
of nano-alumina (nano-Al) or carbon nanoparticles (nano-C) for 24 h.
Nano-alumina-treated cells exhibit a marked cell shrinkage and ... Nano-alumina induces mitochondrial dysfunction and induces oxidative stress in HBMECConfluent
HBMEC were treated with nano-alumina or carbon nanoparticles for 24 h
and the mitochondrial membrane potential was assessed using the dyes
MitoRed CMXRos and JC-1. Mitochondria in the nano-alumina treated groups
exhibited either a diffuse staining pattern (cells exposed to 10 µM
nano-alumina; arrows) or were disrupted and fragmented (cells exposed to
1 mM nano-alumina; arrows), suggesting a progressive and dose-dependent
loss of mitochondrial potential and function. The staining pattern of
mitochondria was preserved in cultures treated with carbon nanoparticles
(). Nano-alumina induces loss of mitochondrial membrane potential. a
Confluent HBMEC were treated with the indicated concentrations of
nano-alumina (nano-Al) and carbon nanoparticles (nano-C) for 24 h and
mitochondrial potential was assessed by MitoRed CMXRos ... Alterations of mitochondrial membrane potential were quantified using a fluorescent dye JC-1. As indicated in ,
treatment with 10 µM nano-alumina but not with the same concentration
of carbon nanoparticles resulted in a decrease in mitochondrial membrane
potential. However, both types of nanoparticles at 1 mM were toxic and
altered mitochondrial potential. Alterations
of mitochondrial potential can result in the induction of cellular
oxidative stress. Therefore, confluent HBMEC were treated with
nano-alumina or carbon nanoparticles for 24 h, followed by incubation
with dihydroethidium (DHE, 10 µM) to assess superoxide production. As
depicted in ,
treatment of HBMEC with nano-alumina at 10 µM markedly increased
cellular oxidation as compared to the effects of carbon nanoparticles.
Nano-alumina-induced cellular oxidative stress was prevented by a
concurrent treatment with glutathione (). Nano-alumina induces superoxide generation in HBMEC. a
Confluent HBMEC cultures were exposed to the indicated concentrations
of nano-alumina (nano-Al) or carbon nanoparticles for 24 h. Production
of superoxide was measured using the DHE fluorescent assay ... Nano-alumina induces cytoskeleton re-arrangements and alterations of tight junction protein expressionIn
HBMEC treated with nano-alumina or carbon nanoparticles for 24 h, the
cytoskeleton was visualized with FITC-conjugated phalloidin. As shown in
,
exposure to nano-alumina at 10 µM resulted in rearrangements of F-actin
with increased depositions at the cell–cell borders (arrows).
Nano-alumina at the concentration of 1 mM generated loss of F-actin and
induced formation of gaps between the cells (, arrows). Carbon nanoparticles produced minimal changes in F-actin expression (). Nano-alumina
induces F-actin re-arrangement in HBMEC. Confluent cultures were
treated with the indicated concentrations of nano-alumina (nano-A; (a) and (b)) or nano-carbon (nano-C, (c) and (d)) for 24 h. Then, the cytoskeleton was visualized by staining ... Cytoskeleton
proteins are associated with tight junctions to create tight barrier
properties of the brain endothelium. Therefore, we also evaluated the
effects of nano-alumina on expression of tight junction proteins both in
cell cultures and in animals. As illustrated in ,
levels of the tight junction proteins JAM-A, ZO-1, and ZO-2 were
markedly decreased in cultured HBMEC exposed to various concentrations
of nano-alumina for 24 h. These effects were not significant in cells
treated with alumina of normal particle size. Importantly, the effects
of nano-alumina on tight junction protein expression were protected by
concurrent treatment with glutathione. Alterations of tight junction
protein expression were also confirmed in vivo. shows a dramatic loss of claudin-5 and occludin immunoreactivity along the cerebral vessels in rats infused with nano-alumina. Nano-alumina reduces expression of tight junction proteins. a
Confluent cultures were treated with indicated concentrations of
nano-alumina or alumina for 24 h. In addition, selected cultures were
co-treated with 1 mM glutathione. Expression of tight ... DiscussionA
growing use of nanotechnology for treatment, diagnosis, monitoring, and
controlling of biological systems generates concerns related to the
potential toxicity of nanocompounds to human health (Kralj and Pavelic 2003; Uwatoku et al. 2003; Service 2004; Bianco et al. 2005; Moghimi et al. 2005; Maynard et al. 2006; Kreuter 2007).
There is also a lack of substantial data that can confirm or dismiss
these concerns. In the present study, we hypothesized that exposure to
nanoparticles of aluminum oxide (nano-alumina) can disrupt the integrity
of the cerebral endothelium. Our studies indicate that nano-alumina can
affect the cerebral vessels, alter mitochondrial membrane potential,
induce cellular oxidative stress, and decrease the expression of tight
junction proteins in brain endothelial cells. In contrast to
nano-alumina, carbon nanoparticles induced less vascular toxicity. The
biological effects of nano-alumina may be induced either by the size of
nanoparticles, metal properties, or a combination of these two factors.
Therefore, we included several control treatments, such as biologically
inert carbon nanoparticles or alumina of normal particle size. The
results of the present study indicate that the size of nanoparticles can
be detrimental to their endothelial effects. For example, treatment
with nano-alumina resulted in a dose-dependent decrease in HBMEC
viability, while endothelial toxicity of alumina was less significant.
Moreover, high concentrations of carbon nanoparticles also induced
significant loss of cell viability. Thus, even nano-carbon that is
usually considered inert can interrupt normal endothelial cell functions
resulting in cell death. These observations are consistent with reports
that nanoparticles can readily enter the cell membrane and accumulate
in the cytoplasm, disrupt metabolism, and induce cell dysfunction or
even cell death (Lockman et al. 2003; Braydich-Stolle et al. 2005; Yang and Watts 2005).
To support this notion, it was recently demonstrated that various metal
oxide nanoparticles can lead to dysfunction of the endothelium;
however, this process appears to be dependent upon the particle
composition (Gojova et al. 2007). Iron oxide (Fe2O3), yttrium oxide (Y2O3), and zinc oxide (ZnO) were all internalized into human aortic endothelial cells, but only Y2O3
and ZnO stimulated expression of ICAM-1, interleukin-8, or monocyte
chemotactic protein-1. In addition, the expression of several adhesion
molecules was demonstrated in human umbilical vein endothelial cells
exposed to alumina nanoparticles (Oesterling et al. 2008). The
normal plasma aluminum concentration is around 0.1 µM, while among
patients with kidney failure receiving dialysis treatment or workers in
an aluminum manufacturing factory the levels can reach 3.7 µM (Becaria et al. 2002; Gault et al. 2005; Banks et al. 2006).
Thus, the levels of alumina and nano-alumina used in the present study
were within the pathological range. Generally, alumina can be absorbed
through the pulmonary and digestive systems or perhaps by skin contact,
and is probably excreted as aluminum citrate. Alumina can enter the
brain through transferrin receptor endocytosis (Yokel and McNamara 2001; Becaria et al. 2002; Yokel et al. 2002). The brain elimination half-life of alumina has been estimated to range from 0.7 to 9 years (Baydar et al. 2005).
Although the elimination time is not known for nano-alumina, they may
be preserved even longer, since that they can easily enter cells and
accumulate in cell organelles. The accumulated alumina in the brain can
execute its toxicity through multiple direct or indirect mechanisms,
such as mitochondrial dysfunction, oxidative stress, and cell death, as
indicated in the present study. Aluminum toxicity has been observed in
many aspects of cells and organs (Yokel and McNamara 2001; Becaria et al. 2002; Yokel et al. 2002; Gault et al. 2005; Kawahara 2005; Banks et al. 2006), including vascular endothelial cells (Oesterling et al. 2008). However, the novelty of our study is the demonstration that alumina is directly toxic to human brain endothelial cells. Our
data indicate that alterations of tight junction protein expression may
provide an important mechanism of nano-alumina toxicity in the CNS.
Tight junctions seal brain endothelial cells along the cerebral
microvessels and are responsible for low permeability and high
electrical resistance of the brain endothelium. They are formed by
transmembrane proteins such as occludin, claudins, and JAMs. These
proteins are linked to the actin cytoskeleton by tight junction
accessory proteins, such as ZO-1 and ZO-2 (Hawkins and Davis 2005; Abbott et al. 2006).
Tight junctions are crucial for maintaining the integrity of the
endothelium and preventing paracellular transfer of bloodborn substances
or cells into the brain. Our novel data indicate that exposure of HBMEC
to nano-alumina results in disruption of both transmembrane tight
junction proteins and tight junction accessory proteins. In addition,
exposure to nano-alumina has a disruptive impact on the cytoskeleton and
induces fragmentation and loss of occludin and claudin-5 in animal
studies, indicating a profound disruption of the critical elements that
normally regulate the integrity of the BBB. To evaluate
potential mechanisms by which nano-alumina can disrupt the integrity of
tight junction proteins, we focused on oxidative stress-related
reactions. As indicated, HBMEC treatment with nano-alumina results in a
loss of mitochondrial potential and induction of oxidative stress.
Mitochondria consume over 90% of the oxygen in the cell for ATP
production; thus the disruption of the mitochondrial respiratory chain
can directly lead to lower ATP production and higher superoxide escape.
In addition, cellular enrichment with glutathione protected against
nano-alumina-mediated oxidative stress and disruption of tight junction
protein expression, suggesting that antioxidants may be applied as a
counter-treatment against nanoparticle toxicity. Cellular
oxidative stress induced by nano-alumina may initiate reactions
involved in disruption of tight junction proteins. It is known that
alterations of cellular oxidation can activate redox-responsive
signaling pathways, such as the Rho and Ras cascades. The role of the
Rho pathway in phosphorylation and downregulation of tight junction
proteins has recently been recognized (Persidsky et al. 2006). In addition, we determined that the Ras/MAPK signaling is involved in the disruption of tight junction proteins (Andras et al. 2005).
Cellular oxidation is also known to be involved in the stimulation of
matrix metal-loproteinases that can hydrolyze tight junction proteins (Yang et al. 2007).
Finally, proteins, including tight junction proteins modified by
oxidative processes, can be degraded by proteasome activity (Lui and Lee 2005). In
conclusion, the results of the present study indicate that
nanoparticles can be toxic to brain endothelial cells. Treatment with
nano-alumina altered mitochondrial potential, induced cellular oxidative
stress, and decreased expression of tight junction proteins to a higher
extent as compared to carbon nanoparticles or alumina of normal
particle size. Thus, it appears that mitochondrial functions and the
integrity of tight junctions are the key targets for nano-alumina
vascular toxicity in the brain. AcknowledgementsSupported
in part by Kentucky Science and Engineering Foundation
(KSEF-07-RDE-010), P42 ES 07380, MH63022, MH072567, and NS39254. Contributor InformationLei Chen,
Molecular Neuroscience and Vascular Biology Laboratory, Department of
Neurosurgery, University of Kentucky Medical Center, 593 Wethington
Bldg., 900 S Limestone, Lexington, KY 40536, USA. Robert A. Yokel, College of Pharmacy, University of Kentucky, Lexington, KY 40536, USA. Bernhard Hennig, College of Agriculture, University of Kentucky, Lexington, KY 40536, USA. Michal Toborek,
Molecular Neuroscience and Vascular Biology Laboratory, Department of
Neurosurgery, University of Kentucky Medical Center, 593 Wethington
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